The following is a list of securities examinations and the organizations that offer them.

Africa

Asia Pacific (ASEAN Plus Three)

Indonesia

Singapore

Malaysia

The Securities Commission of Malaysia (Suruhanjaya Sekuriti Malaysia) provides an overview of licensing/certification in the country for those who deal in securities, derivatives, financial planning, etc. For actual exam detail, see SIDC

China

For Futures Practitioners:

Hong Kong, S.A.R.

India

Japan

Philippines

Thailand

Cambodia

Global

The Middle East

North America

Canada

United States

The following is a list of the U.S. Financial Industry Regulatory Authority (FINRA), NASAA, and National Futures Association (NFA) financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no sponsorship requirement in order take the exam.

Registered representative level

Registered principal level

Latin America

Brazil

Issued by ANBIMA (Brazilian Association of Financial and Capital Markets): Issued by APIMEC (Brazilian Association of Investment and Capital Markets Professionals):

Costa Rica

Europe